Dodd-Frank Fallout: What’s in Store for the Investment Management Industry?

August 25, 2010 at 12:30pm
Fox Rothschild LLP

The sweeping Dodd-Frank Wall Street Reform and Consumer Protection Act will clearly have a significant impact on the investment management industry.

In this webinar, attorneys in Fox Rothschild's Securities Industry Group will explore and explain how Dodd-Frank will affect investment advisers, hedge funds, money market funds, mutual funds, broker-dealers and other investment management industry participants.

Join us while we discuss:

New Requirements for Investment Advisers and Hedge Funds

  • Registration obligations for investment advisers
  • Reporting and other new obligations for hedge funds

Money Market Funds Caught in the Cross Fire

  • A role for the Financial Stability Oversight Council and the Fed?
  • Repeal of prohibition on interest-bearing bank demand deposit accounts
  • Rating agencies to get the axe?
  • Changes for asset-backed securities
  • Repos dodged a bullet?

Other Implications for the Investment Management Industry

  • A uniform fiduciary standard for broker-dealers and investment advisers
  • Are new selling material requirements coming?
  • New protections for whistle-blowers
  • Implications for SEC organization and resources
  • Insurance industry regulatory implications


Ernest E. Badway, Esq.
Joshua Horn, Esq.
Carl Anthony Maio, Esq.
Christopher J. Pippett, Esq.