Services

The Public Companies Practice consists of the following broad categories:

  • Registered or exempt securities offerings
  • SEC reporting obligations
  • Sarbanes-Oxley, stock exchange and FINRA compliance
  • Public company M&A
  • Equity-based incentive compensation programs
  • Board and special committee representation
  • Internal controls disclosure and accounting and auditing issues

We also provide representation as to:

  • Jumpstart our Business Startups (JOBS) Act, including crowd funding issues
  • Private equity and hedge fund formation and investments
  • Investment advisor registration and compliance
  • Broker-dealer registration and compliance
  • White-collar defense
  • Derivative suits and shareholder litigation