Advisors Can Lower the Risk of Lawsuits by Careful Screening of ClientsMarch 29, 2011 – Articles Westlaw News & Insight
There is rarely a day that goes by that you do not hear of new claims against financial advisors. In this day and age when clients are more and more focused on the acts and omissions of their financial advisors, financial advisors must do a better job to protect themselves against claims. Unfortunately, even the best defense will not insulate the best financial advisor from a claim. The key is for the financial advisor to do all she can to prevent being a target to a claim.