Public Companies

Capital Markets

Fox Rothschild’s skilled corporate and securities attorneys help clients accomplish their capital-raising needs utilizing a full range of public and private debt and equity transactions. A national law firm with 26 offices coast-to-coast, our attorneys have extensive experience representing issuers, underwriters and agents in making efficient use of capital markets.

We’re thorough, responsive and agile, able to pivot quickly to meet clients’ business needs and execute on time-sensitive transactions. Our capital markets experience covers all types of transactions, including:

  • Initial public offerings (IPOs), secondary offerings and follow-on offerings.
  • At-the-market (ATM) offerings
  • Medium-term note offerings
  • Convertible debt offerings
  • Investment grade debt
  • Equity-linked securities
  • Private Investment in Public Equity (PIPE) offerings
  • Regulation A+ offerings
  • Rights offerings
  • Registered direct offerings
  • Private placements
  • Debt repurchases, exchanges and tender offers
  • American Depository Receipt (ADR) offerings

We stay ahead of rapidly evolving securities laws, regulations and registration requirements so clients can focus on their core business. In addition to preparing registration statements, quarterly reports other standard SEC filings, we have a proven record representing clients in a wide range of related matters, including:

  • Consent solicitations
  • Shelf registration statements
  • Well-known seasoned issuers (WKSI)
  • State Blue Sky Laws
  • Financial Industry Regulatory Authority (FINRA)
  • Covenant negotiations

We’re more than compliance advisors. Fox attorneys apply their nuanced market knowledge and extensive contacts to connect clients with financing opportunities and advise them on growth options. We provide critical insight on regional, national and international securities markets to clients spanning a wide range of industries including:

  • REIT
  • High tech
  • Biotech, pharmaceuticals and life sciences
  • Telecommunications
  • Manufacturing
  • Energy
  • Health care
  • Transportation
  • Hospitality
  • Insurance
  • Entertainment