A Look at NYDFS Regulations – Two Years In When: April 23, 2020 Hosted By: Global Cyber Institute Location: Webinar People: Ernest E. Badway
Ensuring Business Continuity During the Coronavirus Crisis When: April 9, 2020 at 2:00pm Hosted By: National Society of Compliance Professionals Location: Webinar People: Joshua Horn, Ernest E. Badway
The SEC’s Challenging New Guidance on the “Solely Incidental” Broker Exemption When: October 23, 2019 at 11:00am – 12:00pm Hosted By: National Society of Compliance Professionals Location: Hilton Baltimore, Maryland People: Ernest E. Badway
The Ever-Spreading Rash of Claims Against Health Care Entities for Discrimination Against the Disabled & the Best Defenses When: November 13, 2018 Hosted By: Fox Rothschild Location: Fox Rothschild LLP People: Margaret J. Davino, Ernest E. Badway, Jason B. Jendrewski
12th Annual National Institute on Securities Fraud When: January 11, 2018 at 7:00am Hosted By: American Bar Association Location: Hilton Salt Lake City Center People: Ernest E. Badway
Enterprise Risk Management When: October 16, 2017 at 9:50am – 10:50am Hosted By: NSCP National Conference Location: Omni Shoreham Hotel People: Ernest E. Badway
Client Dinner at NSCP National Conference When: October 16, 2017 at 7:00pm – 9:00pm Hosted By: Fox Rothschild Location: Casolare Ristorante + Bar People: Joshua Horn, Ernest E. Badway
Investment Adviser Boot Camp When: September 16, 2017 Hosted By: National Society of Compliance Professionals and Fox Rothschild LLP Location: Fox Rothschild LLP People: Joshua Horn, Ernest E. Badway
Americans With Disabilities Act Seminar When: June 27, 2017 at 3:00pm – 5:00pm Hosted By: NYC Hospitality Alliance Location: NYIT People: Carolyn D. Richmond, Ernest E. Badway, Jason B. Jendrewski
Juggling Compliance Risks – Maintaining the Balance When: May 17, 2016 at 7:30am – 5:30pm Hosted By: The National Society of Compliance Professionals Location: AMA New York Executive Conference Center People: Ernest E. Badway, Joshua Horn
Securities Industry Symposium: A Conversation on Current Trends and New Challenges When: May 11, 2014 at 5:30pm Hosted By: Fox Rothschild LLP, Collins Capital Investments, LLC and Rosenthal Recruiting Location: Stout NYC People: Ernest E. Badway, Joshua Horn
Americans with Disabilities Act (ADA): An Overview for NYC Hospitality Operators When: September 24, 2013 Hosted By: The New York City Hospitality Alliance People: Ernest E. Badway, Carolyn D. Richmond
Expert Lawyers on Expert Witnesses When: May 8, 2013 at 1:00pm Hosted By: American Bar Association Location: New York Law School People: Ernest E. Badway
Internal Corporate Investigations 2013 When: April 24, 2013 Hosted By: Center for Professional Development Location: St. Regis People: Ernest E. Badway
A Common Sense Approach to Protecting Your Company’s Intellectual Property from Cyber Criminal Activity When: December 6, 2012 Hosted By: Fox Rothschild Location: Fox Rothschild Office, Princeton People: Gerard P. Norton, Ernest E. Badway
Wall Street Scandals & Scammers of the Last 20 Years When: November 7, 2012 Hosted By: New York Society of Security Analysts Location: NYSSA Conference Center People: Ernest E. Badway
Navigating the Dodd-Frank Minefield When: June 26, 2012 Hosted By: New York Law Journal Location: The Yale Club of New York City People: Ernest E. Badway
How to Effectively Address Data Breaches When: May 18, 2012 at 8:45am Hosted By: The Fourth Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel Location: Hotel Nikko People: Ernest E. Badway
A Primer on Government and Internal Investigations When: January 5, 2012 Hosted By: Fox Rothschild LLP People: Patrick J. Egan, Eric E. Reed, Ernest E. Badway
2011 New York Fall Compliance & Legal Seminar When: October 25, 2011 Hosted By: SIFMA Compliance & Legal Society Location: Marriott Marquis People: Ernest E. Badway, Joshua Horn
Third Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel When: May 4, 2011 Hosted By: American Bar Association Location: Millenium Broadway Hotel People: Ernest E. Badway
Dodd-Frank and the New Hedge Fund Registration Rules When: April 18, 2011 Hosted By: West LegalEdcenter Location: Live webcast People: Ernest E. Badway
Dodd-Frank Wall Street Reform and Consumer Protection Act When: October 6, 2010 Hosted By: New York County Lawyer’s Association Securities & Exchanges Committee Location: Fox Rothschild LLP People: Ernest E. Badway
The Second Annual National Institute on Internal Corporate Investigations and Forum for In-House Counsel When: May 5, 2010 at 2:00pm Hosted By: The American Bar Association Business Law Section, Criminal Justice Section, and the ABA Center for Continuing Legal Education People: Ernest E. Badway
Financial Regulators Speak and Listen 2009 When: October 15, 2009 Hosted By: New York County Lawyers' Association People: Ernest E. Badway
The United States Government’s Assault on Overseas Bank and Securities Accounts When: September 25, 2009 Hosted By: Lawline.com People: Ernest E. Badway
National Institute on Internal Corporate Investigations and In-House Counsel When: May 6, 2009 Hosted By: National Institute on Internal Corporate Investigations and In-House Counsel Location: The Ritz-Carlton People: Ernest E. Badway
Fear, Fraud, and the Future of Financial Regulation When: April 24, 2009 Location: Center on Business Law & Policy People: Ernest E. Badway
Rumors in the Modern Securities Marketplace When: April 7, 2009 Hosted By: BLS Business and Finance Society People: Ernest E. Badway
A New Transparent Era at the SEC: The Impact of the SEC’s New Securities Enforcement Manual on the SEC’s Mission During These Dark Economic Times When: February 17, 2009 Hosted By: New York Law School’s Center on Business Law & Policy People: Ernest E. Badway
Securities Enforcement: The Filip Memorandum and Beyond When: December 9, 2008 People: Ernest E. Badway
Reviewing Developments at FINRA When: November 19, 2008 Hosted By: International Quality & Product Center’s (IQPC) 5th Securities Litigation Summit Location: New Yorker Hotel People: Ernest E. Badway