It’s All in the Timing: Insider Trading Investigations and National Emergencies

April 16, 2020 at 2:00pm
Fox Rothschild LLP

The declaration of a national emergency can trigger insider trading inquiries focused on the owners of a stock portfolio, 401(k) plan or brokerage account if they sold before or after the emergency was declared.

Join Patrick Egan and Chuck DeMonaco for practical guidance on how to respond when confronted with questions from investigators and an outline of the process such investigations follow.