Business transactions have changed. Dodd-Frank ushered in sweeping change to U.S. financial institution regulation, and the rules continue to evolve almost daily. From support in a single specialized regulatory area, loan structuring, documentation or workout, or legal counsel related to operations, Fox Rothschild can help. Our attorneys are fluent in regulatory issues, securities and a broad range of financial and business transactions as well as corporate governance, bankruptcy and labor and employment matters.

We understand financial institutions and the environment in which they operate. Our attorneys have extensive experience in business and other areas of law, in addition to their industry knowledge. By taking time to understand the industry we are able to assist our clients in achieving their objectives efficiently and effectively.

We guide clients in the financial services industry through a broad scope of issues and transactions, including:

  • New bank formations
  • Securities Act/Exchange Act filings
  • Regulatory compliance and enforcement
  • Corporate governance
  • Commercial and asset-based lending
  • Workouts, restructurings and insolvencies
  • Factoring
  • Swaps and purchases
  • Labor and employment
  • Patent and trademark protection
  • Initial public offerings and secondary offerings

We assist and guide a range of financial services industry clients, including:

  • Federal and state chartered banks and thrifts
  • Federal and state chartered credit unions
  • Bank holding companies
  • Credit card banks
  • Mezzanine lenders
  • Venture capital firms
  • Finance companies
  • Mortgage companies
  • Insurance companies
  • Securities brokers/dealers