Securities Industry

Securities Entity Formation


Private Equity and Hedge Funds: Regulatory Analysis and Structural Overview

As a result of the breadth of our experience in creating and forming private equity and hedge funds, Fox attorneys have produced this handbook as a reference guide for both those contemplating entering into this exciting field or those already in the business seeking a handy resource when a question arises.

This handbook has been prepared in two parts: (1) a summary of regulatory issues affecting hedge fund formation and operation, and (2) a generic “Summary of Terms” of the type that would be incorporated within a typical private placement memorandum.

The guidebook is available here.

Securities Compliance Sentinel Blog

The highly regulated securities and financial industry has a host of complex problems—and financial institutions often find themselves on the receiving end of audits, investigations and other compliance issues. Our seasoned securities attorneys have the knowledge and experience to address cutting edge industry issues. Join them in their exploration of this increasingly complex area.

Click here to read the blog and subscribe.