Our Securities Industry attorneys have authored these valuable resources and reference guides to help financial industry professionals:
- National Survey on Restrictive Covenants
- A Guide To Answer That Age-Old Question: So What Does It Mean To Know Your Customer?
- A Guide to Every Day Risk Avoidance Techniques and How to Address a Customer Complaint
- Private Equity and Hedge Funds: Regulatory Analysis and Structural Overview
- Who Does What: Broker Dealers | Registered Investment Advisers | Commodities/Futures Entities