Joshua Horn - Publications

Publications

May 2019 Articles

New Jersey's Proposes to Legalize Recreational Cannabis

Joshua Horn and Jesse M. Harris co-authored the Cannabis Law & Regulation Reporter article, "New Jersey's Proposes to Legalize Recreational Cannabis." View the full article on page 17.…

Cannabis Law & Regulation Reporter

April 24, 2019 Articles

Another Anti-Cannabis RICO Case Goes Up in Smoke, But an Existential Threat Remains

Cannabis Law Journal

April 11, 2019 Articles

Banks Caught In State/Federal Cannabis Conflict

Today's General Counsel

March 11, 2019 Articles

Pennsylvania Medical Marijuana – Challenges and Opportunities in the Workplace

PBA Labor and Employment Law Section E-Newsletter

August 10, 2018 Articles

The Collapse of the Broker Protocol

Practical Compliance and Risk Management

July 20, 2018 E-Books

Employment Compliance in the Age of Legalized Marijuana

By William Bogot and Joshua Horn

May 23, 2018 Articles

Cannabis and Banks: What Qualifies as Illegal Activity?

The Legal Intelligencer

By Joshua Horn and Jesse M. Harris

March 22, 2018 Alerts

U.S. Supreme Court Rules Some Securities Class Actions May Proceed in State Court

Securities Alert

March 15, 2018 Articles

SEC’s Office of Compliance Inspections Releases Its 2018 Examination Priorities

The Temple 10-Q

February 22, 2018

Justices Say Dodd-Frank’s Whistleblower Protections Cover Only Those Who Report to SEC

Securities Industry Alert

February 12, 2018 Alerts

SEC's Office of Compliance Inspections Releases Its 2018 Examination Priorities

Securities Industry Alert

January 04, 2018 Alerts

AG Sessions Issues Cannabis Policy Reversal. What Does It Mean for the Industry?

By William Bogot

September/ October 2017 Articles

Broker-Dealer Recordkeeping Requirements

Practical Compliance & Risk Management

August 2017 Articles

Differing State Laws on Restrictive Covenants

The Corporate Counselor

National Survey on Restrictive Covenants in Employment

July 31, 2017 Articles

Broker-Dealer Recordkeeping Requirements

The Temple 10-Q

June 13, 2017 Alerts

So Who Really Is A ‘Debt Collector’ Under the FDCPA?

Financial Services Industry Alert

June 07, 2017 Alerts

U.S. Supreme Court Imposes Limits on SEC’s Favorite Enforcement Tool

Securities Industry Alert

April 24, 2017 Articles

Crowdfunding Intermediaries

Lexis Practice Advisor

April 24, 2017 Articles

Broker-Dealer Recordkeeping Requirements

Lexis Practice Advisor

April 24, 2017 Articles

FINRA Continuing Membership Applications Checklist

Lexis Practice Advisor

March/April 2017 Articles

FINRA and SEC 2017 Examinations Priorities

December 01, 2016 Articles

High Times For Lawyers: Cannabis Law and the Rules of Professional Conduct

Cannabis Law Journal

November 03, 2016 Alerts

A Match Made in Heaven: Cannabis Law and the Rules of Professional Conduct

Cannabis Law Alert

October 18, 2016 Articles

FINRA Regulation of Broker-Dealer Due Diligence in Regulation D Offerings

May 12, 2016 Alerts

Finally, Federal Protection of Trade Secrets

Litigation Alert

February 01, 2016 Articles

Passing the Exam: What You Need to Know

National Society of Compliance Professionals

January 21, 2016 Alerts

Supreme Court Limits Defendants’ Use of Offers of Judgment to Moot Class Actions

Litigation Alert

By Gerald E. Arth and Joshua Horn

January 20, 2016 Webinars/Podcasts

Calmly Navigate Client Complaints

January 08, 2016 Webinars/Podcasts

Establishing Communication Best Practices for Brokerage Clients

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Firm Highlights

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