Plan sponsors are required to have not only processes, but also documented procedures. This session will provide practical assistance to help plan sponsors transform existing processes into documented internal controls, as well as identify gaps that may exist in the processes. You will gain a better understanding of internal controls as they relate to plans, practical tips on developing and documenting administrative processes and procedures, and knowledge of DOL and IRS audit controls.

Learning Objectives:

• Understand how to revise processes for better outcomes of DOL or IRS inquiries
• Document existing processes to meet IRS and DOL standards
• Avoid common errors by applying the principles learned in this session

Speakers:
Sandy Birdsong, CPA, Senior Consultant, Defined Contribution, Milliman
Jose Martin Jara, Counsel, Fox Rothschild LLP

Please note there is a cost to attend. CLE credit available.