Banking and FDIC Enforcement

• Represented a former president of a community bank in a TARP fraud indictment.
• Represented a former chief lending officer in a grand jury investigation and debarment proceedings.
• Represented a former bank executive in a FIRREA action.
• Represented a board of directors in an FDIC investigation.

FCPA

• Conducted an internal investigation on behalf of a publicly traded airplane parts company regarding propriety of payments to Indian Selling Agent. Provided a report to the audit committee, and no governmental action was taken as a result.
• Defended a former CEO of Petro Tiger Company against FCPA criminal charges. 
• Designed, drafted and implemented complete corporate compliance program and in-house training presentations for a multinational food corporation.
• Conducted an internal investigation on behalf of a publicly traded logistics company regarding travel and entertainment benefits provided to Egyptian Department of Defense employees. Provided a report to the audit committee and board, and no violations were found as a result. 
• Designed, drafted and implemented complete corporate compliance program and in-house training presentations for a publicly traded technology company.
• Represented a privately held oil pump manufacturer in a due diligence matter in connection with the acquisition of a smaller company. Conducted an investigation, reviewed policies and procedures and provided advice to acquiring the company. 
• Designing FCPA compliance programs for an international food distribution company and publicly traded technical services corporation, among others.

Antitrust

• Conducted an internal investigation of publicly traded pharmaceutical manufacturer regarding antitrust violations.
• Represented a generic pharmaceutical manufacturer in a grand jury investigation regarding alleged price fixing and market allocation.
• Represented a fencing manufacturer in a price-fixing investigation.
• Represented a former city solicitor in a bid-rigging investigation.

NCAA Compliance

• Currently representing an assistant basketball coach at a Division 1 university who is under investigation in relation to the Operation Varsity Blues scandal.
• Represented an assistant basketball coach at a Division 1 university in an NCAA investigation into a college basketball recruiting scandal.
• Represented the general counsel of a major Division 1 university in regard to a child sexual abuse scandal.
• Provided compliance training to, and created a compliance manual for, a New Jersey university in connection with their efforts to upgrade their NCAA compliance standards.
• Conducted an internal investigation into allegations of NCAA violations at a Division 1 institution.

Securities Enforcement

• Represented a pharmaceutical manufacturer in an SEC investigation of its reported earnings, alleged accounting irregularities and insider trading. Conducted a comprehensive investigation and recommended specific corrective action, including the replacement of certain employees.  
• Conducted an internal investigation on behalf of a solar energy company into alleged earnings mismanagement for one of its California subsidiaries. The investigation involved interviews with all of the company's executives, including all C-level executives, as well as a detailed forensic financial analysis. Advised the company on self-reporting, management changes and improved compliance procedures. 
• Represented a generic drug manufacturer in an SEC investigation.
• Represented the CFO of a publicly traded company in an options back-dating and earnings management investigation.
• Represented a securities broker in a fraud indictment.
• Represented a securities broker in a reinsurance fraud indictment.

International Trade

• Represented a surgical instrument manufacturing executive in an FDA and Customs fraud indictment.
• Represented a refrigerant company executive in an excise tax evasion indictment.
• Represented a chemical manufacturing corporation in a Country of Origin Marking violation grand jury investigation.
• Represented an exporter in an Office of Foreign Assets Control (OFAC) violation grand jury investigation.
• Represented a mining equipment manufacturer in an OFAC penalty proceeding.
• Represented a metals company director in a customs fraud and Bank Secrecy Act indictment.

Health Law

• Defended a hospital administration consulting firm in a federal Financial Conduct Authority (FCA) investigation related to anti-kickback regulations.
• Defended an ophthalmology practice in a federal FCA investigation in connection with claims of billing for improper dosages of a medication that treats age-related macular degeneration. 
• Defended an optometry practice in a Pennsylvania Attorney General FCA investigation related to the use of improper billing codes. 
• Defended a hospital system and outpatient clinic in a New Jersey State Attorney General investigation related to the use of unaccredited providers.
• Defended a health care system in an investigation regarding employment of unlawful immigrants.
• Represented an internet pharmacy in a federal grand jury investigation

Tax and Accounting Oversight

• Represented a principal of a major accounting firm in a PCAOB investigation.
• Represented a neurologist in a criminal tax indictment.
• Represented numerous taxpayers in investigations regarding offshore bank accounts.
• Represented an accountant in a tax preparation indictment.

Public Corruption

• Represented counsel to the Philadelphia Police commissioner in a grand jury investigation.
• Represented a former Atlantic City solicitor in a kickback and bribery investigation.
• Represented a civil engineering firm in a grand jury investigation regarding bribery of city officials.
• Represented the financial secretary of the Philadelphia Fraternal Order of Police in a racketeering indictment.

Commercial Litigation

• Represented an air conditioning supply company in a civil RICO, tortuous interference and unfair competition case.
• Represented a titanium importer in a customs civil penalty proceeding in the U.S. Court of International Trade.
• Represented a food processing company in a civil FDA violation proceeding.