The Public Companies Practice consists of the following broad categories:

• Registered or exempt securities offerings
• SEC reporting obligations
• Sarbanes-Oxley, stock exchange and FINRA compliance
• Public company M&A
• Equity-based incentive compensation programs
• Board and special committee representation
• Internal controls disclosure and accounting and auditing issues

We also provide representation as to:

• Jumpstart our Business Startups (JOBS) Act, including crowdfunding issues
• Private equity and hedge fund formation and investments
• Investment advisor registration and compliance
• Broker-dealer registration and compliance
• White-collar defense
• Derivative suits and shareholder litigation