The New Legal Landscape: A Look Forward for 2025When: March 11, 2025Hosted By: AdvisorHub - RIA MasterclassLocation: The Metropolitan ClubPeople: Matthew B. Baum
What Keeps Me Up at Night: FINRA 2025When: October 10, 2024Hosted By: AdvisorHub: Advisors to Watch SummitLocation: 583 Park Ave.People: Matthew B. Baum
Common Contract Pitfalls: Warning Signs for RIAsWhen: March 05, 2024Hosted By: AdvisorHub's RIA MasterclassLocation: The Metropolitan ClubPeople: Matthew B. Baum
What Keeps Me Up at Night About Finra ’24?When: October 25, 2023Hosted By: AdvisorHub: Advisors to Watch SummitLocation: The University ClubPeople: Matthew B. Baum
What Keeps Me Up at Night About Finra ’24?When: October 24, 2023Hosted By: AdvisorHub: CEO SummitLocation: The University ClubPeople: David A. Gehn
"Finders" and Corporate Finance: Permissible Finder Activity Under Federal Securities LawsWhen: March 23, 2023Hosted By: LawlineLocation: WebinarPeople: Arina Shulga
2022 SAPA Healthcare Investment Forum & RoadshowWhen: June 25, 2022Hosted By: Sino-American Pharmaceutical Professionals AssociationLocation: Hilton East Brunswick | VirtualPeople: Paul B. Edelberg, Peter J. Butch III
Securities Sit-Down: Confronting Civil LitigationWhen: March 10, 2022Hosted By: Fox Rothschild LLPLocation: Virtual People: Sidney S. Liebesman
Under the Microscope: Takeaways From the Trial of Elizabeth HolmesWhen: March 09, 2022Hosted By: Fox Rothschild LLPLocation: Virtual People: Elizabeth D. Sigety, Patrice H. Kloss, Joshua Horn
Securities Sit-Down: SEC Investigations and LitigationWhen: January 26, 2022Hosted By: Fox Rothschild Location: Virtual People: Patrick J. Egan
Environmental, Social and Governance (ESG) Legal Considerations: Maximizing Value and Minimizing RiskWhen: May 10, 2021Hosted By: Fox Rothschild LLPLocation: WebinarPeople: David H. Colvin, Pamela A. Grinter
Learn to Plan, Plan to Learn: FINRA Arbitration TrainingWhen: November 05, 2020Hosted By: NSCP and Fox Rothschild LLPLocation: WebinarPeople: Joshua Horn
National Society of Compliance Professionals - National ConferenceWhen: October 19, 2020Hosted By: National Society of Compliance ProfessionalsPeople: Joshua Horn
Investing During the Crisis: How Private Equity, Hedge Funds and Venture Funds Are Coping With CoronavirusWhen: June 04, 2020Hosted By: Fox Rothschild LLP and NSCPLocation: WebinarPeople: Jonathan Heyl
What to Disclose and When: SEC Corporate Filing in the Time of COVID-19When: May 13, 2020Hosted By: Fox Rothschild LLP and NSCPLocation: WebinarPeople: Laura M. Holm
Heading for Higher Ground: How to Get Ready for the Securities Litigation TsunamiWhen: April 29, 2020Hosted By: Fox Rothschild LLP and NSCP Location: WebinarPeople: Joshua Horn
It's All in the Timing: Insider Trading Investigations and National EmergenciesWhen: April 16, 2020Hosted By: Fox Rothschild LLP Location: WebinarPeople: Patrick J. Egan, Charles A. DeMonaco
Buon AppetitoWhen: October 21, 2019Hosted By: Fox Rothschild LLPLocation: Luna Del Sea Steak & Seafood Bistro
Client Dinner at NSCP National ConferenceWhen: October 16, 2017Hosted By: Fox RothschildLocation: Casolare Ristorante + BarPeople: Joshua Horn
Investment Adviser Boot CampWhen: September 16, 2017Hosted By: National Society of Compliance Professionals and Fox Rothschild LLPLocation: Fox Rothschild LLPPeople: Joshua Horn
Cybersecurity Summit: Protect Your Business from Cyber ThreatsWhen: May 10, 2016Hosted By: New Jersey Business & Industry AssociationLocation: Bridgewater MarriottPeople: Matthew S. Adams