Vince has significant experience counseling small and mid-sized public companies on SEC compliance and reporting. Over the years, he has advised executive officers and boards in connection with:

• Periodic reporting requirements
• Compliance with applicable Nasdaq and Exchange rules
• How to complete and structuring public and private capital raising transactions
• Corporate governance matters
• Press releases, earnings calls and related publicity
• Managing shareholder issues
• Share repurchase programs
• 10b5-1 trading plans
• Equity compensation matters

He routinely represents issuers in accessing the capital markets through “PIPE” transactions, private placements and public offerings.