This session will examine the federal criminal trial of a CPA who was charged with tax fraud and racketeering based on conduct undertaken by his clients. Through the lens of this case, presenters will discuss the risks professionals may face when clients become the subject of federal criminal investigations, as well as the strategies used by trial counsel and a forensic accountant to challenge the government’s case. Attendees will gain practical insight into the intersection of criminal defense, forensic accounting, tax fraud allegations, and professional liability, including key lessons learned from securing a not guilty verdict.

Learning Objectives:
After completing this session, participants will be able to:

• Identify key risks CPAs and other financial professionals may face when client conduct becomes the focus of a federal criminal investigation.
• Describe how tax fraud and racketeering allegations can arise in matters involving professional service providers.
• Explain the role of forensic accounting in evaluating financial evidence and supporting a criminal defense strategy.
• Discuss practical lessons learned from the defense of a CPA charged in a federal RICO conspiracy case.

Speakers:
Ed Waddington, Managing Director, CBIZ Forensic Consulting Group
Patrick J. Egan, Partner, Fox Rothschild
Saverio S. Romeo, Partner, Fox Rothschild

CLE credits are available.