Achieved a successful result for directors and officers of a telecommunications company in a federal law suit filed in New York alleging claims of securities fraud in excess of $100 million.
Successfully represented the CFO of a publicly traded company – a provider of signaling platforms – in an SEC investigation of options back-dating and earnings management, resulting in no criminal charges.
Represented successfully officers and directors of a submarine manufacturer in a shareholder oppression lawsuit.
Successfully represented officers and directors of a national cosmetics manufacturer in false advertising claims relating to products.
Achieved a successful result for a national mushroom farm in an internal investigation of embezzlement by the CFO.
Represented successfully a board of directors in an action challenging the director's fiduciary duties and the proper constitution of the board.
Successfully represented the former director of a failed bank against mismanagement claims asserted by the Federal Deposit Insurance Corporation (FDIC).
Successfully represented directors and officers of a retirement community in a class action in connection with 91 claims arising out of a failed senior housing project.
Achieved a successful result in a series of defamation claims on behalf of officers and directors of a homeowner's association consisting of more than 500 homes.
Represented successfully officers and directors of a charitable foundation in issues concerning the control of the foundation board and other corporate governance decisions.
Successfully represented officers and directors of a wholesale t-shirt manufacturer in a TRO hearing against its competitor relating to theft of trade secrets and other claims.
Successfully represented officers and directors of a major snack food manufacturer in breach of fiduciary duty claims.
Successfully represented a major hotel chain and officers in TRO proceedings relating to business disputes with certain customers.
Represented successfully a technology company in a federal shareholder suit alleging entitlement to earn-out payment pursuant to an earn-out provision in a stock purchase agreement.
Achieved a successful result on behalf of a global provider of medical technology in an internal investigation of Sarbanes Oxley violations by the CEO on behalf of general counsel.
Successfully represented a nonprofit board in various claims including breach of contract and whistle blowing.
Successfully represented former officers and directors of various companies in Chapter 7 bankruptcies.
Successful representation of officers and directors of numerous MRI centers in a dispute over earn-out and other contractual provisions.
Represented successfully the owner of an Internet pharmacy in a federal grand jury investigation, resulting in declination of prosecution.
Successfully represented officers and directors of publicly traded companies in SEC accounting investigations as well as investigations by the Public Company Accounting Oversight Board (PCAOB).
Achieved a successful result for an officer of a publicly traded company in the business of marketing research under SEC investigation.
